2021 Financial Filing Requirements and Instructions
When filed, solely for purposes of a filing made with the NAIC, a document is considered filed with the Commissioner when the filing is accepted by the NAIC. Any financial statements, which are not required to be filed with the NAIC or required to be filed with the NAIC that is not accepted for filing by the NAIC, shall be filed directly with the California Department of Insurance ("CDI") via the Online Assistance System for Insurer Submittals ("OASIS").
For documents requiring original signature(s)/certification/notarization, the electronic PDF file must contain the required signature(s)/certification/notarization. In addition, a paper original of a properly executed Jurat page from the related financial statement filed electronically shall be provided to the Commissioner as confirmation of each electronic filing. For admitted foreign and alien insurers, a paper original of such properly executed Jurat page is not needed, if it is already on file with its domestic regulator.
All original signature pages must be mailed to:
California Department of Insurance
Financial Analysis Division, Financial Records Unit
300 South Spring Street, South Tower, 13th Floor
Los Angeles, CA 90013
For inquiries, please contact:
Financial Records Unit
Phone: (213) 346-6423
E-mail: Financial_Records@insurance.ca.gov
Notices
- Accounting Statement 96-1
- Annual and Quarterly Statement Filings - Insurers
- Annual Statement Filing - Motor Clubs
- Climate Risk Disclosure Survey
- Commercially Domiciled Report
- Corporate Governance Annual Disclosure ("CGAD")
- Credit Insurance Experience Summary
- Disclosure of Iran-Related Investments
- Disclosure of Material Transactions
- Disclosure of Reinsurance Recoverables and Reinsurance Program Diversification
- Forms B and C Annual Registration Statement
- List of Insurers or Reinsurers Authorized to Reinsure the Injury, Disablement,
or Death Portions of Workers' Compensation Policies - Request for Permitted Accounting Practice
- 2020 Actuarial Memorandum and Executive Summary
Forms (by Type of Business)
- Grants & Annuities
- Health
- Home Protection
- Life (Fraternal)
- Life Settlement
- MEWA
- Motor Club
- Property & Casualty
- Risk Retention Group
- Title
- Underwritten Title Company
Updated Date: