Bulletin 99-04 Fee Schedule
(Superseded by Bulletin 2002-7). [For fees in effect beginning November 1, 2002, see Bulletin 2002-7 and accompanying fee schedule (effective 11/02) (View 11/02 Fee Schedule as Adobe Acrobat PDF file).]
This fee schedule was posted in conjunction with Bulletin 99-4
Effective Dates: July 1, 1999 through October 31, 2002.
Perpetual certificate for reciprocal
Insurance Code Section |
Fee Category | Current Fee | New Fee |
---|---|---|---|
Licenses and Penalties Insurance Adjuster Licenses |
|||
14097(a) | Original license application | $47.00 | $52.00 |
14097(b) | Original branch office certification | 30.00 | 33.00 |
14097(c),(d)(1) | Original license & renewal of license | 190.00 | 209.00 |
14097(c),(d)(2) | Branch office certificate renewal | 38.00 | 42.00 |
14097(f) | Delinquency, 50% of renewal, not to exceed | 47.00 | 52.00 |
14097(g) | Re-examination of applicant or applicants manager | 19.00 | 21.00 |
14042 | Additional fictitious business name or change | 16.00 | 18.00 |
14042 | License reissued in a fictitious business name | 19.00 | 21.00 |
Public Insurance Adjuster License | |||
15016(a)(3) | Interim License | $160.00 | $176.00 |
15060(a) | Original license application | 41.00 | 45.00 |
15060(b) | Original branch office certification | 24.00 | 26.00 |
15060(c),(d)(1) | Original license & renewal of license | 160.00 | 176.00 |
15060(c),(d)(2) | Branch office certificate renewal | 32.00 | 35.00 |
15060(f) | Delinquency, 50% of renewal, not to exceed | 41.00 | 45.00 |
15060(g) | Reexamination of applicant | 16.00 | 18.00 |
15031 | Additional Fictitious business name or change | 16.00 | 18.00 |
Bail License | |||
1811(a) | Agent, original filing | $190.00 | $209.00 |
1811(e) | Agent, renewal filing | 56.00 | 62.00 |
1811(b) | Solicitor, original filing | 190.00 | 209.00 |
1811(f) | Solicitor, renewal filing | 56.00 | 62.00 |
1811(c) | Permittee, original filing | 378.00 | 416.00 |
1811(g) | Permittee, renewal filing | 238.00 | 262.00 |
1808(c) | License renewal penalty fee | twice fee above | twice fee above |
1811(i) | Approval of fictitious or other name | 19.00 | 21.00 |
1811(j) | Replace bail bond | 16.00 | 18.00 |
1811(k) | First amendment to application | 10.00 | 11.00 |
1811(l) | Subsequent amendments | 19.00 | 21.00 |
Production Agency License | |||
1750(a) & 1718 | Fire and Casualty broker-agent license and renewal, per year | $56.00 | $62.00 |
1751(c) | First amendment to application | 10.00 | 11.00 |
1751(c) | Subsequent amendments | 19.00 | 21.00 |
1750 & 1718 | Life agent license, resident renewal, per year | 56.00 | 62.00 |
1750 & 1718 | Life agent license, nonresident renewal, per year | 56.00 | 62.00 |
1751(c) | First amendment to application | 10.00 | 11.00 |
1751(c) | Subsequent amendments | 19.00 | 21.00 |
1842 | Life and disability insurance analyst issuance or renewal | 190.00 | 209.00 |
1751.3 | Notice of appointment | 19.00 | 21.00 |
1751.3 | Notice of termination of appointment | 19.00 | 21.00 |
1751(n) | Amended notice of appointment or termination | 6.00 | 7.00 |
1751(i) | Ratification of agency appointments by surviving insurer | 124.00 | 136.00 |
1765(d) | Naming up to two persons on the license, per year | $472.00 | $519.00 |
1765(d) | Each additional person named on the license, per year | 133.00 | 146.00 |
Other License | |||
1755 | Travel insurance agent license, per year | $19.00 | $21.00 |
1751(j)(1) | Submission of training course for certificate of conveniences | 124.00 | 136.00 |
1751.1(a) | Certification as a prelicensing or continuing education provider | 50.00 | 55.00 x |
1751.1(b) | Renewal as a provider | 50.00 | 55.00 x |
1751.1(c) | Certification of a prelicensing course | 50.00 | 55.00 x |
1751.1(d) | Renewal of a prelicensing course | 25.00 | 28.00 x |
1751.1(e) | Certification of a continuing education course | 25.00 | 28.00 x |
1751.1(f) | Renewal of a continuing education course | 10.00 | 11.00 x |
1751(j)(2) | To qualify certificate of convenience holders | 66.00 | 73.00 |
1751(h) | Approval of fictitious or other name | 36.00 | 40.00 |
1751(k) | Filing producers license bond | 19.00 | 21.00 |
1751(l) | Duplicate License | 19.00 | 21.00 |
1751(m) | Clearance letters | 19.00 | 21.00 |
1751(c) | First amendment to application | 10.00 | 11.00 |
1751(c) | Subsequent amendments | 19.00 | 21.00 |
1751(b) | To delete name from license | 19.00 | 21.00 |
1751(a) | To register change in partnership | same as 1 year license fee herein | same as 1 year license fee herein |
1759.10 | Administrator, per year | 56.00 | 62.00 |
Non-resident fees under retaliatory provision where discrimination is involved | may be higher than listed herein | may be higher than listed herein | |
1751(g) | Certificate of convenience | 24.00 | 26.00 |
1718(c) | License renewal delinquent fee | one year fee for respective license | one year fee for respective license |
12280.2 | Motor club agent | 56.00 | 62.00 |
1751(c) | First amendment to application | 10.00 | 11.00 |
1751(c) | Subsequent amendments | 19.00 | 21.00 |
License Examination | |||
1811(d) | Bail, first examination | $38.00 | $42.00 |
1811(d) | Bail, first re-examination | 38.00 | 42.00 |
1842 | Life and disability insurance analyst | 94.00 | 103.00 |
1751(d),(e),(f) | Fire and casualty, life agent first examination or re-examination | 32.00 | 35.00 |
12973.5(b) | Miscellaneous application for exams | 47.00 | 52.00 |
Filing for Brokers/Agents Certificate | |||
859(a) | Brokers (headquarters) | $190.00 | $209.00 |
859(a) | Brokers (each additional location) | 92.00 | 101.00 |
859(b) | Agents | 92.00 | 101.00 |
12973(a) | Certificate of license status printed form | 14.00 | 15.00 |
Certificate of Authority | |||
10493(d) | Benefit and relief association (certification of exemption) | $1,133.00 | $1,246.00 |
5051 | County mutual fire insurer (declaration of intent to incorporate) | 4,722.00 | 5,194.00 |
11401 | Firefighters police officers, or peace officers benefit and relief associations | 944.00 | 1,038.00 |
11090 | Fraternal benefit society | 4,722.00 | 5,194.00 |
11520.5 | Grants and annuities society | 2,833.00 | 3,116.00 |
12161 | Motor club | 3,305.00 | 3,636.00 |
705.1 | Mutual insurer | 2,833.00 | 3,116.00 |
11504 | Non profit hospital service plan | 7,555.00 | 8,311.00 |
705.1 | Reciprocal insurer | 2,833.00 | 3,116.00 |
705.1 | Stock insurer | 2,833.00 | 3,116.00 |
10113.2(b)(1) | Viatical settlements application fee | 2,833.00 | 3,116.00 [x] |
742.39 | Multiple employer welfare arrangement (MEWA) certificate of compliance application | 3,500.00 | 3,850.00 [x] |
12105 | Certificate of authority for financial guaranty insurance | 5,000.00 | 5,500.00 [x] |
Amended Certificate of Authority | |||
705 | For each amendment to certificate of authority except name changes | $92.00 | $101.00 |
709.5(d) | Redomestication application to or from California | 4,250.00 | 4,675.00 x |
12105 | Amended certificate of authority for financial guaranty insurance | 5,000.00 | 5,500.00 x |
License | |||
705.1 & 12743 | Home protection | $2,833.00 | $3,116.00 |
12389(a)(3) | Underwritten title company | 568.00 | 625.00 |
11751 | Workers compensation rating organization license | 150.00 | 165.00 x |
Amended Licenses | |||
12389(a)(3) | Underwritten title company license each additional county | $331.00 | $364.00 |
Name Approval/Change | |||
881 | All except grants and annuities societies, underwritten title companies and joint underwriters | $92.00 | $101.00 |
11520.5(d)(1) | Grants and annuities society | 190.00 | 209.00 |
882 | Joint underwriters name approval | 47.00 | 52.00 |
884 | Joint underwriters name renewal | 16.00 | 18.00 |
12389(d) | Underwritten title company | 190.00 | 209.00 |
Withdrawl of Certificate of Authority Holder | |||
1076 | County mutual fire insurer, fraternal benefit society, mutual, stock, reciprocal | $944.00 | $1,038.00 |
11520.5(d)(3) | Grants and annuities society | 568.00 | 625.00 |
Amendments to Articles of Incorporation | |||
714 | All except grants and annuities and motor clubs | $47.00 | $52.00 |
11520.5(d)(2) | Grants and annuities societies | 142.00 | 156.00 |
12168 | Motor clubs (amendments, if any, to be filed annually) | 32.00 | 35.00 |
Amendments to By-Laws |
|||
12168 | Motor club (amendments, if any, to be filed annually) | $32.00 | $35.00 |
Renewal Fee Certificates of Authority/Licenses | |||
705 | County mutual fire insurer | $283.00 | $311.00 |
11090 | Fraternal benefit society | 283.00 | 311.00 |
11520.5 | Grants and annuities society | 92.00 | 101.00 |
705 | Mutual insurer | 283.00 | 311.00 |
12162(c) | Motor club | 283.00 | 311.00 |
705 | Stock insurer, including title insurer | 283.00 | 311.00 |
12416 | Title insurer (additional fee) | 661.00 | 727.00 |
12416 | Underwritten title company less than 50,000 documents filed | 190.00 | 209.00 |
12416 | Underwritten title company over 50,000 but less than 100,000 documents filed | 240.00 | 264.00 |
12416 | Underwritten title company over 100,000 documents filed | 378.00 | 416.00 |
10113.2(b)(3) | Viatical settlements annual license renewal fee | 177.00 | 195.00 x |
742.39 | MEWA certificate of compliance renewal | 283.00 | 311.00 x |
11751.25 | Workers compensation rating organization annual license fee | 100.00 | 110.00 x |
Annual Statement/Audit Report | |||
900.5 & 10970 | Filing annual statement (except fraternal benefit society) | $281.00 | $309.00 |
924 & 10970 | Late filing fee (except fraternal benefit society) | 472.00 | 519.00 |
924 | Additional late filing fee after first month (per month) | 568.00 | 625.00 |
12389(a)(4) | Filing audit report (underwritten title companies) | 502.00 | 552.00 |
12389(a)(4) | Failure to file audit report on time (underwritten title companies) | 190.00 | 209.00 |
Merger, Reinsurance, Assumption, Consolidation, Transformation | |||
1011.5 | All insurers except fraternal benefit society | $4,250.00 | $4,675.00 |
11019 | Fraternal benefit society | 259.00 | 285.00 |
9098 | Commissioners consent to reinsurance by fraternal fire insurer | 331.00 | 364.00 |
7045 | Application for approval to transform county mutual fire insurer to general mutual insurer | 331.00 | 364.00 |
1215.2(e) | Application for holding company tender offers | 3,776.00 | 4,154.00 |
1215.4(d) | Prior approval-material transaction of | 1,889.00 | 2,078.00 |
1091 | Filing fee for retiring insurer | 1,200.00 | 1,320.00 |
4093 | Mutual insurer merger approval | 4,250.00 5.00 for each signed and sealed or certified copy |
4,675.00 x |
7042 | Issuance of certificate approving transformation of County mutual fire insurer | 207.00 6.00 for each signed and sealed or certified copy |
228.00 |
Variable Life and Annuities | |||
10506.1 | Determination of qualification foreign insurer | $568.00 | $625.00 |
10506.1 | Determination of qualification domestic insurer | 568.00 plus admin. cost in excess of 568.00 | 625.00 plus admin. cost in excess of 625.00 |
10506.2(a) | Changes to an application and qualifications | 1,889.00 | 2,078.00 |
10506.2(b) | Variable life review, examination and analysis of documents | 485.00 | 534.00 |
10506.2(c) | Variable life and annuities-transfer of assets | 2,422.00 | 2,664.00 |
Non-Assessable Policies | |||
4060 | Certificate for domestic mutual | $190.00 | $209.00 |
7015.5 | Certificate or amendment for county mutual fire company or amended application | 118.00 | 130.00 |
1401.5(a) | 378.00 | 416.00 | |
Stock Permits | |||
857(a) | Original, supplemental or amended application for permit to issue securities | $2,833.00 | $ 3,116.00 |
857(b) | Application for permit to issue securities for change in rights,preferences, privileges or restrictions | 378.00 | 416.00 |
857(c) | Application for permit to issue securities, evidencing share dividend or share split | 944.00 | 1,038.00 |
857(d) | Application for any other kind of permit | 190.00 | 209.00 |
General Filing | |||
1601 | Appointment of agent for service of process | $47.00 | $52.00 |
12973.9 | Motor club initial filings of service contracts (CIC 12250) | 240.00 | 240.00 |
Title 10, Ch. 5, CCR Sec. 2202(a)(11) |
|||
12168 | Amendments to motor club membership certificate, identification card, and service contract | 32.00 | 35.00 [x] |
1140.5 | Proxy filing | 92.00 | 101.00 |
12931 | Service of processing upon commissioner | 19.00 | 21.00 |
12640.2 | Mortgage guarantee insurer (pool insurance filing) | 755.00 | 831.00 |
1599 | Trusteed assets certificate | 19.00 | 21.00 |
1401.5(a) | Application for order pursuant to sec. 1401.5(a) | 378.00 | 416.00 |
1101(b)(3) | Application for exemption under sec. 1101(b)(3)(i) | 472.00 | 519.00 |
1113 | Permit for multiple insurer operation | 71.00 | 78.00 |
7042 | Certificate approving merger of county mutual fire insurer | 10.00 | 11.00 |
11620 | Approval of amendment of California assigned risk plan | 944.00 | 1,038.00 |
11715(c) | Initial filing and semi-annual review-letter of credit | 283.00 | 311.00 |
11715(c) | Annual fee for letter of credit | 190.00 | 209.00 |
11715(d) | Filing of a deposit agreement | 190.00 | 209.00 |
11715(d) | Filing of an amended deposit agreement | 190.00 | 209.00 |
11751.55 | Fees for filing workers' compensation schedules, deposit and withdrawal of securities | 944.00 | 1,038.00 |
12973 | Fee for issuing certificates where fee is not otherwise specified | 32.00 | 35.00 |
12973.5 | Fees for application for license permit or certificate of authority and qualifying examination where no fee is specified | 14.00 | 15.00 |
949 | Certificate of deposit | 47.00 | 52.00 |
10479.5 | Certificate of valuation | 30.00 plus cost | 33.00 plus cost |
12973 | Certificate of compliance | 14.00 | 15.00 |
12973 | Certificate pursuant to retaliation | 14.00 | 15.00 |
132(a)(4) | Filing fee for registering as risk retention group | 800.00 | 880.00 |
134(b) | Filing fee for registering as purchasing group | 360.00 | 396.00 |
1192.8(d) | Approval of investment trust or partnership | 5,000.00 | 5,500.00 [x] |
1194.85 | Approval of real estate investment by domestic insurer | Actual expense not to exceed $500.00 [x] |
Actual expense not to exceed $550.00 [x] |
1211(e) | Approval of investment in interest rate futures/options | 1,000.00 | 1,100.00 [x] |
1211.5(e) | Approval of investment in stock index futures/options | 5,000.00 | 5,500.00 [x] |
742.39 | MEWA financial information filing | 281.00 | 309.00 [x] |
1107.1 | Application for approval to deliver consideration other than securities | 250.00 | 275.00 [x] |
4030 | Domestic mutual insurer contract approval | 100.00 | 110.00 [x] |
10507.1 | Investment return assurance approval | 250.00 plus admin cost in excess of 250.00 |
275.00 plus admin cost in excess of 275.00 |
1104.9(a)(5) | Qualified custodian approval fee | 1,500.00 | 1,650.00 [x] |
1104.9(d) | Qualified custodial agreement approval fee | 500.00 | 550.00 [x] |
12640.10(d) | Permission to transact other classes (mortgage guaranty insurance) | 1,500.00 | 1,650.00 [x] |
Securities Deposit and Withdrawal | |||
940.1 & 11715(d) | Initial securities deposit | $92.00 | $101.00 |
940.1 & 11715(d) | Securities withdrawal, substitution or any change | 47.00 | 52.00 |
11693.5 | Failure to file workers' compensation bond or deposit penalty | 472.00 | 519.00 |
11693.5 | Additional penalty after first month (per month) | 568.00 | 625.00 |
1590 | Certificate of deposit | 47.00 | 52.00 |
1590 | Fee for filing certificate | 29.00 | 32.00 [x] |
Miscellaneous |
|||
12970 | Copying microfilm records, per page/frame | $0.49 | $0.54 |
12970.1 | Postage or delivery charges | actual | |
12972 | Attaching commissioners seal of office | 1.00 | 1.00 |
1751.6 | Computer listing of producers licensed in California | ||
Life & Disability | 1,280.00 | 1,408.00 | |
Fire & Casualty | 1,123.00 | 1,235.00 | |
Partial Listing | 562.00 plus .01 per name | 618.00 plus .01 per name | |
12973.7 | Computer listing of names/addresses of admitted companies | 48.00 | 53.00 |
11509 | Annual statement, hospital services corporation | 0.11 for each individual or family unit covered by a hospital service contract | 0.12 for each individual or family unit covered by a hospital service contract |
12973.6 | Dishonor of checks | 10.00 | 10.00 [x] |
12973.7 | Fingerprint handling fee | 5.00 | 5.00 [x] |
12975 | Fee liens | not to exceed 750.00 | not to exceed 825.00 [x] |
12973.7 | Documents, transcripts or other materials which may be furnished by the Commissioner where fee is not otherwise specified | Actual expense | Actual expense [x] |
12921.2 | Copies of public records | Actual expense | Actual expense [x] |
Subpoena | |||
Government Code Section |
Fee Category | Current Fee | New Fee |
68093 | Witness Fees (per day) | $35.00 | $35.00 |
Mileage Fees (per mile both ways) | 0.20 | 0.20 | |
6257 | Copies of Public Records | 0.49 | $0.54 |
Evidence Code Section | Fee Category | Current Fee | New Fee |
1563 | Furnish Documents of Outside Photographer | $15.00 | $15.00 |
1563 | Production of Documents (Other than above) | 4.00 clerical cost per quarter hour | 4.00 clerical cost per quarter hour |
1563 | Copy Records | 0.10 per page plus above clerical costs | 0.10 per page plus above clerical costs |
Any fee set forth in the California Insurance Code but not listed in this Bulletin is nevertheless by this reference made subject to the provisions of this Bulletin, and accordingly is deemed to be increased 10 percent above the amount stated in the code, rounded to the nearest whole dollar |
Notice regarding "Current Fee" and "New Fee": In the above fee schedule, "Current Fee" means a fee that was in effect before 7-1-99 -- the date of this bulletin. "New Fee" means a fee in effect between 7-1-99 and 10-31-2002. For fees in effect after 10-31-2002, see Bulletin 2002-7.